Appendix

GRI Content Index

Breckinridge has reported in accordance with the GRI Standards (GRI 1: Foundation 2021)for the period 1/1/22 - 12/31/22.

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SASB Standards Index

Breckinridge has been a longstanding supporter of the International Sustainability Standards Board (formerly Sustainability Accounting Standards Board) and its mission of standardized and material corporate sustainability reporting. To advance our commitment, we adopted their recommended reporting standards for the Asset Management & Custody Activities Industry for the first time in 2018. The following index provides readers with our 2022 answers or reference locations where they can find disclosure information within this report. Please visit the SASB website for information on the SASB standards.

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TCFD Content Index

We prepared this index in accordance with the framework of the Task Force on Climate-Related Financial Disclosures. The following index provides readers with our answers or reference locations where they can find disclosure information within this report. Please visit the TCFD website for information on the TCFD reporting framework.

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Benefit Corporation Supplemental Information

The following information, which is required to be provided by benefit corporations, is intended to supplement the information contained in our annual sustainability report. Other required elements have been addressed in the sustainability report.

ANY CIRCUMSTANCES THAT HAVE HINDERED THE CREATION BY THE BENEFIT CORPORATION OF GENERAL PUBLIC BENEFIT OR SPECIFIC PUBLIC BENEFIT

There have been no circumstances that have hindered the creation of general or any specific public benefit.

BENEFIT DIRECTOR NAME AND ADDRESS

Anne Stetson
c/o Breckinridge Capital Advisors, Inc. 
125 High Street, Suite 431 
Boston, Massachusetts 02110

COMPENSATION PAID BY BENEFIT CORPORATION DURING THE YEAR TO EACH DIRECTOR IN THE CAPACITY OF A DIRECTOR

 
STATEMENT OF ANY CONNECTION BETWEEN THE ORGANIZATION THAT ESTABLISHED THE THIRD-PARTY STANDARD, OR ITS DIRECTORS, OFFICERS OR ANY HOLDER OF 5% OR MORE OF THE GOVERNANCE INTERESTS IN THE ORGANIZATION, AND THE BENEFIT CORPORATION OR ITS DIRECTORS, OFFICERS OR ANY HOLDER OF 5% OR MORE OF THE OUTSTANDING SHARES OF THE BENEFIT CORPORATION, INCLUDING FINANCIAL OR GOVERNANCE RELATIONSHIP WHICH MIGHT MATERIALLY AFFECT THE CREDIBILITY OF THE USE OF THE THIRD-PARTY STANDARD 

Breckinridge is committed to act with the highest standards of purpose, accountability and transparency for all its stakeholders. In order for us to observe our company on the continuum—that is, measuring and challenging our corporate sustainability efforts—it is imperative to us that the third-party standard remain independent and free of any material conflicts that could affect the credibility of the standard. To that end, we selected to become a certified B Corp because there is no connection between Breckinridge and B Lab, the non-profit organization that created and awards B Corp certifications to for-profit organizations.

IF THE BENEFIT CORPORATION HAS DISPENSED WITH, OR RESTRICTED THE DISCRETION OR POWERS OF, THE BOARD OF DIRECTORS, A DESCRIPTION OF:

(I) THE PERSONS THAT EXERCISE THE POWERS, DUTIES AND RIGHTS AND WHO HAVE THE IMMUNITIES OF THE BOARD OF DIRECTORS, AND

(ii) THE BENEFIT DIRECTOR, AS REQUIRED BY SUBSECTION (D) OF SECTION 11

Our Board of Directors is accountable to all stakeholders as defined by our benefit corporation designation. As such, they supervise how we conduct ourselves and manage our business. Breckinridge has not dispensed or restricted the discretion or powers of the Board so that they can act for the benefit of all stakeholders.

DISCLAIMER:
This report contains Breckinridge’s opinions and views and forward-looking statements about Breckinridge’s operations and corporate sustainability plans. These statements, along with any policies or initiatives discussed in this report, are current as of the publication date of this report and are subject to change.  

Many of the standards and metrics used in preparing this report, including third party standards, continue to evolve. Thus, they should not be considered guarantees. They are intended to represent Breckinridge’s good faith effort in addressing sustainability across our enterprise. There is no assurance that we will continue to meet the standards, despite our ongoing efforts.

Nothing contained in this report should be construed as an offer or solicitation of Breckinridge services or products.